Plume's broker-dealer has obtained FINRA membership and completed SEC registration

Plume, a network of real-world assets, has announced that its brokerage firm Kimber Digital Securities has obtained membership from the Financial Industry Regulatory Authority (FINRA) and completed its registration as a broker-dealer with the Securities and Exchange Commission (SEC). Plume stated that the firm plans to support investors in holding tokenized securities with full shareholder rights in self-custody wallets.

The relevant tokenized securities include eligible stocks, ETFs, and bonds, while retaining securities rights corresponding to the book records of the Depository Trust Company (DTC). The related services will comply with regulatory requirements, including best execution, independent oversight of operational and network risks, and clear, ongoing information disclosure.