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BTC $64,296.42 +0.22%
ETH $1,871.85 +0.52%
BNB $568.26 +0.60%
XRP $1.09 +0.88%
SOL $74.41 +0.72%
TRX $0.3304 -0.15%
DOGE $0.0725 +4.74%
ADA $0.1648 +0.78%
BCH $209.36 -0.12%
LINK $8.39 +0.44%
HYPE $57.98 -0.38%
AAVE $91.61 -2.32%
SUI $0.7125 +0.17%
XLM $0.1787 +0.49%
ZEC $483.06 -2.33%

美 SEC:建議投資顧問在推薦加密貨幣時應加強審查

2023-04-21 07:46:34
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ChainCatcher 消息,据 CoinDesk 報導,美國證券交易委員會(SEC)在一份新公告中表示,建議經紀人和投資顧問在推薦加密貨幣時應加強審查,以確保風險產品符合客戶的最佳利益。

根據 SEC 的指導意見,"某些產品更加複雜或具有額外的風險特徵,可能使金融專業人員更難以理解。"加密資產證券"就屬於此類產品。因此,當經紀人或顧問與客戶談論加密貨幣時,顧問必須確保客戶了解這些產品,且推薦的加密產品應適合客戶的特定財務狀況。(來源鏈接

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